DraftVerify Standards Library · F-33

Compliance Audit Framework

F-33 defines the auditing framework used to evaluate compliance with the DraftVerify Standard across breweries, distributors, and venues.
The goal is to ensure identity integrity, safety, traceability, and operational accuracy throughout the NA draft supply chain.

This framework establishes:

Audit types
Scoring structure
Required documentation
Field inspection procedures
Non-compliance categories
Corrective action timelines

F-33 works in conjunction with F-31 (Audit Log Framework) and F-37 (Field Audit Handbook).

1. Purpose of the Audit Framework

F-33 provides:

A consistent evaluation method
A measurable compliance score
Clear requirements for certification (F-32)
Evidence for incident investigation (F-22)
Accountability across the entire identity chain

Audits ensure that DraftVerify remains a trusted, defensible, and enforceable standard.

2. Audit Types

2.1 Brewery Audit

Evaluates:

Serialization accuracy (F-12)
Activation workflow (F-13)
Physical keg identification (F-6)
Documentation completeness (F-14)
Correct use of the Mark (F-32)

2.2 Distributor Audit

Evaluates:

Receiving & verification (F-15, F-17)
Transport separation (F-16)
Warehouse organization
Delivery verification with venues
Discrepancy handling

2.3 Venue Audit

Evaluates:

Correct NA separation
Line and faucet identification (F-8, F-9)
Daily/weekly checklists (F-19)
Tag scanning practices
Compliance with product switching protocol (F-39)

2.4 Special Audit

Triggered by:

Incidents or suspected mis-serves
Compliance complaints
Significant organizational changes
New system installations

3. Audit Scoring Structure

Each audit is scored across five weighted categories:

Category	Weight	Description
Identity Accuracy	30%	Tags, labels, and identity mappings must be correct and consistent.
Verification Discipline	25%	Required scans and checks must be performed consistently.
Separation Integrity	20%	NA must remain separated throughout all workflows.
Documentation & Logs	15%	Accurate and complete logs per F-31, F-14, F-17, F-19.
Training & Procedures	10%	Staff must know and follow DraftVerify requirements.

Passing Score: 85%
Conditional Pass: 70–84% (requires corrective actions)
Fail: Below 70%

4. Required Documentation for Audit

Operators must supply:

Activation logs (F-13)
Serialization records (F-12)
Distribution logs (F-17)
Venue checklists (F-19)
Incident reports (F-22)
Audit logs (F-31)
System diagrams (F-24)
Training records (F-23)

Missing documentation is an automatic deduction.

5. Field Inspection Procedure

Auditors perform:

5.1 Physical Inspection

Keg collars
Coupler Tags
Line Tags
Faucet markers
Cooler organization
Transport racks (for distributors)

5.2 Live Verification Tests

Auditor may request:

Live NFC scans
Product switching demonstration
Identity reconciliation
Review of active DTI(s)

5.3 Staff Interviews

Auditor confirms:

Understanding of verification workflow
NA separation rules
Incident escalation steps

5.4 Documentation Review

Auditor checks:

Checklist consistency
Missing or late entries
Evidence of corrective actions

6. Non-Compliance Categories

Non-compliance is categorized as:

6.1 Critical Non-Compliance (Immediate Failure)

Examples:

Wrong keg tapped → NA mis-serve
Missing Coupler Tag
Broken NA separation
Tampering or falsified records

Requires immediate corrective action and possible suspension.

6.2 Major Non-Compliance

Examples:

Inconsistent verification scans
Outdated or missing documentation
Incorrect identity mapping
Repeated minor issues

Requires corrective action within 14 days.

6.3 Minor Non-Compliance

Examples:

Label wear
Temporary cooler organization issues
Minor procedural lapses

Correctable within 30 days.

7. Corrective Action Requirements

Operators must submit:

A written corrective action plan
Implementation timeline
Supporting evidence
Follow-up verification scans

Failure to implement corrective actions may lead to:

Loss of certification (F-32)
Mandatory re-audit
Public delisting from DraftVerify registry

8. Audit Frequency

Breweries

Annual
Additional audits after major system changes

Distributors

Annual + random spot audits

Venues

Annual
Special audits after incidents or complaints

Multi-Venue Groups (F-34)

Central audit plus spot checks across sites

9. Integration With Other Standards

F-33 is directly linked to:

F-31 — Audit Log & Traceability Framework
F-32 — Certification Policy
F-37 — Field Audit Handbook
F-18 — Venue Setup & Verification Protocol
F-39 — Product Switching Protocol

Audits rely on the logs, workflows, and identity structures defined elsewhere.

10. Summary

F-33 establishes the official audit structure used to verify DraftVerify compliance across the full supply chain.
It ensures:

Identity integrity
NA separation
Reliable verification practices
Strong documentation and training
Accountability at every step

This framework protects consumers, reinforces standardization, and maintains the credibility of DraftVerify Certification worldwide.